Expertise

Compliance & Risk Management

We advise our clients on Swiss and EU reg­u­la­to­ry issues, includ­ing inves­ti­ga­tions and enforce­ments. We guide you through reg­u­la­to­ry chal­lenges with sec­tor spe­cif­ic advice to remain com­pli­ant in the most effi­cient manner.

  • Act as out­sourced com­pli­ance office on a tem­po­rary or per­ma­nent basis
  • Iden­ti­fi­ca­tion of applic­a­ble reg­u­la­tions affect­ing you
  • Devel­op­ment of appro­pri­ate poli­cies and pro­ce­dures, com­pli­ance man­u­als and guidelines
  • Stay up to date with reg­u­la­to­ry changes
  • Screen busi­ness­es for exist­ing com­pli­ance issues
  • Prepa­ra­tion and han­dling of inter­views with author­i­ties and regulators

Your Contact

Alexander Seitz

Do you have any questions? Let’s talk with us.

If you have a ques­tion, urgent query or require sup­port, please do not hes­i­tate to reach out to us. 
 
Please let us briefly know your case and one of our team mem­bers will be hap­py to assist you.

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COURSE OFFERING of AvelaLaw AG – Initial Training / Refresher Course for Client Advisers in the Field of Rules of Conduct according to FINSA

Only a few seats available